Marcus Wright V State
THE STATE OF SOUTH CAROLINA
In The Court of Appeals
Marcus Wright, Petitioner,
v.
State of South Carolina, Respondent.
Appellate Case No. 2020-001265
ON WRIT OF CERTIORARI
Appeal From Horry County
William H. Seals, Jr., Circuit Court Judge
Opinion No. 6119
Heard June 6, 2024 – Filed July 23, 2025
AFFIRMED
J. Falkner Wilkes, of Oakland, Mississippi, for Petitioner.
Senior Assistant Attorney General Mark Reynolds
Farthing, of Columbia, for Respondent.
TURNER, J.: Marcus Dwain Wright (Petitioner) appeals the denial of his
application for post-conviction relief (PCR). He argues the PCR court erred by not
finding trial counsel1 ineffective for failing to immediately inform the trial court he
1
Petitioner was represented by two attorneys at trial, Morgan L. Martin and
Edward M. Brown. We will refer to them generally as counsel.
had changed his mind about testifying and failing to move to reopen the record.
He contends counsel was deficient and he did not need to prove prejudice because
this was a structural error pursuant to State v. Rivera, 402 S.C. 225, 741 S.E.2d 694
(2013). We affirm.
FACTS/PROCEDURAL HISTORY
Petitioner was indicted for murder in the shooting death of Jerome Green, Jr.
(Victim) at the home of Roy James Sinclair on April 30, 2012.
At trial, after the State rested, the trial court began discussing Petitioner's right to
testify in his defense. When the trial court asked if Petitioner had any questions
about his rights, Petitioner replied, "Not exactly." The trial court clarified, and
Petitioner responded that he understood his rights. The trial court then explained,
Now, this is your decision, to testify or not. You can
obtain such advice as you wish from your attorney or
from others. Of course, it's not the State's, it's not mine,
and it's really not your attorneys'. It's your decision,
[Petitioner], and it's up to you to determine whether you
wish to testify or not.
And I ask you now -- you're not bound at this point, but
have you determined whether you wish to testify or
exercise your right to remain silent?
Petitioner responded that he wished to "[e]xercise [his] right to remain
to silent."
Trial counsel then proffered the testimony of Christopher McCray. Petitioner
sought to introduce McCray's testimony regarding a purported inconsistent
statement by one of the State's witnesses about seeing a gun near Victim following
the shooting. Following McCray's proffer, the trial court determined the testimony
was not admissible because it was hearsay and no exception applied. Trial counsel
then stated the defense had no additional witnesses; the jury returned to the
courtroom, and the defense rested on the record.
After the trial court dismissed the jury, the parties and the court proceeded with the
charge conference. The trial court stated:
I'm going to let you both research this tonight some
more, has to do with the voluntary manslaughter and
self-defense request. We can talk about it some more
today, but I'm going to give each of you the opportunity
to do some further research.
And I have asked the [c]ourt [r]eporter to isolate what I
recall being the only testimony that -- or I guess it's the
testimony based on what has been said earlier upon
which the [d]efense relies to support both of those
charges, and that is a comment by a self-serving, of
course, comment by [Petitioner] as he fled.
My recollection is that the comment was something to
the effect is the n****r tried to pull a jack. I don't know
that that means anything to anybody outside of whatever
community those are intelligible phrases, so with that
being if that's the only thing, then I don't know that that's
substantial enough to support either of those charges. If
there's other -- if there's more stuff, I'll look at it, but my
recollection is, of course, the testimony of -- I can't
remember her name now, but the driver of the car was
that he said, brother, go pick up some shells, and that's
certainly of no help to the [d]efense, but -- and I stand to
be corrected, but I've asked the [c]ourt [r]eporter to try to
find that.
....
THE COURT: If the [d]efense think there's some other
comments ---
COUNSEL: Yeah, Judge, I can. Lanard Powell testified
that . . . [Petitioner] said he tried a jack move, a jack
move, which in their world is pull a gun and rob him.
THE COURT: Well, we don't know -- I think jack
means something like hijack, and that doesn't necessarily
mean a gun was pulled.
....
COUNSEL: In addition to that, it is my recollection
that . . . Powell testified that in some other conversations
that [Petitioner] said that he thought he was pulling a
gun, because the question was asked, well, did he say he
ever saw a gun, to which the answer was no, but it's clear
that . . . Powell testified that [Petitioner] told him that he
came in, made those comments about who's up -- and
you're letting these boys up in your place, and was
moving around, and that he reached for something.
That's in there.
You've got Mildred Small who testified to the effect
that . . . the [V]ictim in the case reached for something,
and you've got Veronica Chandler who testified. Now,
I've got to go back and look at her statement so I can tell
you exactly what she did testify to. Now, she denied that
she said some- -- one thing that I asked her, but she
admitted that she said the other that I asked her, which
was that she thought something, and I can get the exact
testimony, or the [c]ourt [r]eporter can, but something to
the effect that he reached or went for something.
And I think, you know, all of that independent or
cumulatively, under the standard that we have, and that is
the evidence must be viewed in the light most favorable
to [Petitioner] and if there's any evidence whatsoever,
then the Court should charge manslaughter as well.
Of course, you know the law better than I do, but I think
that there [are] other references in there that would get us
to that, including the conversation . . . about him coming
in and say, hey, you got these boys up in your place, and
doing it in a confrontive or combative manner, so I know
I those things there. I can think about more overnight, ---
THE COURT: Well, words alone wouldn't be sufficient,
but ask the [c]ourt [r]eporter . . . .
....
COURT REPORTER: It's something to the effect,
you've got these young boys in your house now, and
[Victim] looks as if he's going for a gun, took three steps
and he's reaching by his abdomen.
....
COURT REPORTER: Your question was, did he say
[Victim] threatened him in any way? And his answer
was no.
THE COURT: So he asked if he was threatened in any
way, and he said no?
THE STATE: That's correct.
THE COURT: Well, that's interesting because -- so that
one case we've been looking at, State [v.] Starnes, . . .
talks about whether or not the person seeking voluntary
manslaughter -- in this one, the State agreed that self-
defense was applicable, but it talks about there having to
be fear, and if he wasn't afraid, under Starnes it does not
look like he would, be entitled to voluntary
manslaughter. And under the general self-defense, he's
got to be in reasonable fear of imminent harm, imminent
danger. He must be either actually -- was actually in
imminent danger of death or bodily injury or believed he
was, and if he testified he was not, then that might end
the inquiry, ---
COUNSEL: Well, Judge, I don't believe it's that simple.
[Petitioner] didn't testify to that. [Powell] -- there was a
testimony that he said that's what he answered in the
question, but that is not definitive on the issue because
you've got his other statements, which she also read into
the record, which was, again, I believe, paraphrasing, that
he came in, that he had that conversation, that he reached
for something.
Now, for -- you can't take that away just simply because
this co-defendant testifying to the State, said, I well, did
he say he was afraid of him? No. The reverse of that is,
well, do you know whether, he was afraid of him or not?
The fact he didn't say it doesn't mean he wasn't afraid of
him . . . . [B]ut it's clear . . . in my opinion that there is
several witnesses who testified about [Petitioner] coming
in and reaching or making a move for something, and I
think that there has to be an implication from that that if
the response to that is to pull a gun and to shoot, that
there was circumstantial evidence, which is good
evidence, of fear, even to the extent that it raise -- rise to
the level of self-defense.
So I'll look at these cases tonight, as you've asked, and be
willing to look at it, but I do -- did want to make the point
I don't think it's definitive of anything, the answer he
said, Well, did he tell you he was afraid? And the answer
was no. That doesn't mean he wasn't afraid. It just said
he didn't say that to me.
THE COURT: He said no.
....
COUNSEL: If [Petitioner] had have said -- if you asked
him were you afraid, and he said no, then you're right.
That would end the inquiry, but for Powell to say he
didn't tell me he was afraid doesn't end the inquiry in my
mind at least.
THE COURT: All right. Let me listen to the question
and answer again.
THE REPORTER: The question by the [State] was did
he say [Victim] threatened him in any way? And the
answer was no.
COUNSEL: Well, and that goes to my point, because
that don't mean he didn't. Now, that's -- matter of fact,
that's inconsistent with the other statements that he said
[Petitioner] made to him.
THE COURT: All right. Well, we'll take a look at it
overnight.
When the proceedings reconvened the next morning, the trial court heard
arguments from both sides. It then ruled that it would not give either charge
because no evidence was presented of the crucial element of any fear of imminent
danger by Petitioner at the time the shots were fired.
Petitioner then personally tried to speak to the trial court. Trial counsel informed
the court Petitioner had told him that morning he had changed his mind and wanted
to testify. Trial counsel stated he had informed Petitioner "that in [his] opinion that
matter has passed us by as based on his assertion to the [c]ourt that he wished to
remain silent. We have rested, but out of an abundance of precaution for the
record, I don't want to cut him off, and I'll tell the [c]ourt that is what he wants to
address with the [c]ourt." The trial court stated:
No. The record is closed. We're at this stage of the trial.
He had his opportunity. Now that he has seen how the
[c]ourt has ruled, he wants to adjust his strategy, I guess.
I don't know what he wants to do, quite frankly, but it
would appear that the desire now to testify is the result of
rulings by the [c]ourt.
He's had his chance, and I explained his rights to him,
and [c]ounsel indicated they did, so I -- I deny any
motion to re-open the record for any testimony by
[Petitioner].
Counsel pointed out that the trial court had told Petitioner the previous day that he
was not bound by his decision, and the trial court agreed. The trial court admitted
it "did not emphasize" that Petitioner had to decide during the trial whether to
testify; however, the trial court thought "any reasonable person would believe the
right to testify was extinguished after the defense rest[ed]." Counsel stated "this is
a thought that [Petitioner] has had overnight apparently." The trial court again
stated that Petitioner would not be allowed to testify because the record was
closed. The trial court asked counsel why he had not brought Petitioner's change in
wanting to testify to the court's attention before the trial court ruled on the jury
charges. The trial court stated:
I just ruled on the two, voluntary manslaughter and self-
defense, just a few minutes ago, and he did not, when he
came in here, neither he, nor you, nor [co-counsel] made
any . . . overture to the [c]ourt that he wanted to change
his mind and testify. That would have been the time,
before the [c]ourt ruled.
What he did, waited till I ruled, found out he wasn't
going to have the benefit of these two defenses, and then
he decided, well, maybe I better take the stand and tell
them I was afraid to death, now that he knows what the
[j]udge says is missing and now that he's got it all
mapped out, and he can come up and just make whatever
-- and fit his testimony into the parameters required.
That ain't going to happen.
Counsel then attempted to clarify that Petitioner raised his change of heart to
counsel before the ruling, but counsel advised him "that time had passed him by,
that we had rested based on his assertion that he didn't want to testify[,]" and
counsel "didn't bring it up before we got into the motion." The trial court stated,
"[I]t wasn't called to the [c]ourt's attention until that point . . . . So I'm not going to
allow him to testify. The record is closed."
The jury convicted Petitioner of murder, trafficking in cocaine, possession with
intent to distribute cocaine base, and possession of a weapon during the
commission of a violent crime. The trial court sentenced him to life imprisonment
for murder and concurrent sentences of five years' imprisonment for possession of
a weapon, twenty-five years' imprisonment for trafficking in cocaine, and fifteen
years' imprisonment for possession with intent to distribute, to be served
consecutively to the murder sentence.
Petitioner appealed his conviction and sentence. On direct appeal, Petitioner
"argue[d] the trial court erred in denying his request to testify, which he made after
the defense had rested and the trial court had ruled it would not charge the jury on
voluntary manslaughter or self-defense." State v. Wright, 416 S.C. 353, 371, 785
S.E.2d 479, 489 (Ct. App. 2016). This court found that "[a]lthough [Petitioner]
asserts on appeal that his counsel erred in failing to timely inform the trial court
that he wished to testify—which would be an ineffective assistance of counsel
claim—he also asserts the trial court erred in denying his request to testify after the
defense rested—which would be a claim of constitutional error." Id. at 373, 785
S.E.2d at 490. This court determined Petitioner was "ultimately asserting the trial
court deprived him of his right to testify by refusing to reopen the record and allow
him to testify after the defense rested." Id. at 373-74, 785 S.E.2d at 490.
This court affirmed and held:
[T]he trial court did not abuse its discretion in refusing to
reopen the record to allow [Petitioner] to testify after the
defense had rested and the trial court had ruled it would
not charge the jury on voluntary manslaughter and self-
defense. The trial court was concerned that if it
permitted [Petitioner] to testify after hearing its ruling on
the voluntary manslaughter and self-defense jury charges
and learning which supporting evidence the trial court
said was missing, [Petitioner] would be able to fit his
testimony into the required parameters for those charges
by testifying that he shot the Victim because he feared
for his life. This was a legitimate ground for refusing to
reopen the record, and the trial court's restriction of
[Petitioner's] right to testify was not arbitrary.
Id. at 374, 785 S.E.2d at 490.
Petitioner then filed a PCR application. The PCR court held an evidentiary hearing
and ultimately denied and dismissed Petitioner's application with prejudice.
Petitioner filed a Rule 59(e), SCRCP, motion to alter or amend, which the PCR
court partially granted. It issued an amended order, which again denied and
dismissed Wright's application with prejudice. This appeal followed.
ISSUE ON APPEAL
Is the PCR court's decision denying relief contrary to the Fifth Amendment and in
direct conflict with the analysis and holding in State v. Rivera, 402 S.C. 225, 247,
741 S.E.2d 694, 706 (2013)?
LAW/ANALYSIS
"A criminal defendant is guaranteed the right to effective assistance of counsel
under the Sixth Amendment to the United States Constitution." Taylor v. State,
404 S.C. 350, 359, 745 S.E.2d 97, 101 (2013). To establish a claim of ineffective
assistance of counsel, a PCR applicant must show (1) counsel was deficient and (2)
counsel's deficiency prejudiced the defendant's case. Strickland v. Washington,
466 U.S. 668, 687 (1984). "Failure to make the required showing of either
deficient performance or sufficient prejudice defeats the ineffectiveness claim." Id.
at 700.
"The prejudice showing is in most cases a necessary part of a Strickland claim."
Weaver v. Massachusetts, 582 U.S. 286, 300 (2017). Generally, a petitioner "must
demonstrate either that the error at issue was prejudicial or that it belongs to the
narrow class of attorney errors that are tantamount to a denial of counsel, for which
an individualized showing of prejudice is unnecessary." Id. at 308 (Alito, J.,
concurring in judgment). "In the ordinary Strickland case, prejudice means 'a
reasonable probability that, but for counsel's unprofessional errors, the result of the
proceeding would have been different.'" Id. (quoting Strickland, 466 U.S. at 694).
"In post-conviction proceedings, the burden of proof is on the [petitioner] to prove
the allegations in his application." Speaks v. State, 377 S.C. 396, 399, 660 S.E.2d
512, 514 (2008).
A. Deficiency
Petitioner contends the PCR court erred in finding counsel was not ineffective for
failing to immediately inform the trial court he wished to testify and moving to
reopen the record. He argues counsel did not recognize the fundamental nature of
a defendant's right to testify and counsel's failure to act created a structural error.
However, even if counsel's conduct was deficient, we do not agree that the
deficiency caused a structural error.
First, we acknowledge Rivera's holding that a trial court's improper refusal to
permit a defendant to testify is a structural error. 402 S.C. at 247, 741 S.E.2d at
706. In Rivera, the defendant clearly communicated his desire to testify to both the
court and trial counsel during his presentation of evidence, but his counsel
"actively thwarted" his vehement and consistent requests. Id. at 243, 741 S.E.2d at
703. Our South Carolina supreme court noted that Rivera "unambiguously
indicated to the trial court that he wished to take the stand and vociferously
objected to the trial court's decision not to permit him to testify." Id. The trial
court's decision not to allow Rivera to testify was based on its erroneous
determination that Rivera's testimony was prejudicial to his own case and
irrelevant under Rule 403, SCRCP; as our supreme court noted, the trial court was
motivated by "a paternalistic desire to protect [Rivera] from himself." Id. at
244-45, 741 S.E.2d at 704.
However, the Rivera court acknowledged that "the right to present testimony is not
without limitation." Id. at 242, 741 S.E.2d at 703. In a footnote, the court clarified
that its "findings should not be taken as a restriction of the trial court's ability to
constrain a defendant’s testimony based on a proper application of the evidentiary
rules." Id. at 246 n.3, 741 S.E.2d at 705 n.3. Thus, Rivera recognizes that there
are situations in which a trial court may properly deny a defendant the right to
testify, without causing a structural error. We find Petitioner's case is an example
of this principle.
Here, Petitioner initially informed the trial court that he did not want to testify.
Petitioner changed his mind overnight, after the defense rested and the parties and
the court had begun discussing jury charges, but the trial court refused his request
to testify. Notably, Petitioner raised this issue on direct appeal, and after
considering Rivera, our court held that the denial of the right to testify in this case
was not erroneous because "[t]he trial court was concerned that if it permitted
[Petitioner] to testify after hearing its ruling on the voluntary manslaughter and
self-defense jury charges and learning what supporting evidence the trial court said
was missing, [Petitioner] would be able to fit his testimony into the required
parameters for those charges." Wright, 416 S.C. at 374, 785 S.E.2d at 490.
Accordingly, this court found the trial court had "a legitimate ground for refusing
to reopen the record" to permit Petitioner to testify and the trial court's denial of
Petitioner's request to testify was not improper. Id. Therefore, in contrast to
Rivera, there was no structural error in this case because only the erroneous
deprivation of the right to testify results in a structural error.
We understand Petitioner's contention now is slightly different—that if counsel had
moved to reopen the record earlier, the trial court would have allowed the
testimony. Indeed, the trial court itself appeared to consider that possibility in
denying Petitioner's request to testify. However, we note that the standard here is
whether counsel's "representation amounted to incompetence under 'prevailing
professional norms,' not whether it deviated from best practices or most common
custom." Harrington v. Richter, 562 U.S. 86, 105 (2011) (quoting Strickland, 466
U.S. at 690). Moreover, courts "considering a claim of ineffective assistance must
apply a 'strong presumption' that counsel's representation was within the 'wide
range' of reasonable professional assistance." Id. at 104 (quoting Strickland, 466
U.S. at 689). In the exchange with the trial court, counsel stated he had informed
Petitioner "that in [his] opinion that matter has passed us by as based on his
assertion to the [c]ourt that he wished to remain silent." We cannot say that no
reasonable attorney would have made that same calculation. Accordingly, we find
counsel was not deficient.
Normally, our finding that counsel was not deficient would end our inquiry. See
Strickland, 466 U.S. at 700 ("Failure to make the required showing of either
deficient performance or sufficient prejudice defeats the ineffectiveness claim.").
However, because Petitioner contends the PCR court erred in applying the
Strickland standard to this issue and in response to the well-reasoned dissent, we
address the question of prejudice.
B. Prejudice
Petitioner maintains the PCR court not only erred in failing to find counsel
deficient, but it also erroneously conducted a prejudice analysis under the second
prong of Strickland. He asserts that in doing so, the PCR court applied a
harmless-error analysis to the denial of Petitioner's right to testify, contrary to
Rivera. We find that even if counsel's alleged deficiency led to a structural error, it
was not one that always renders a trial fundamentally unfair; therefore, we hold
Petitioner was still required to prove prejudice pursuant to Weaver. See United
States v. Gonzalez-Lopez, 548 U.S. 140, 147 (2006) ("Counsel cannot be
'ineffective' unless his mistakes have harmed the defense (or, at least, unless it is
reasonably likely that they have)."); id. ("Thus, a violation of the Sixth
Amendment right to effective representation is not 'complete' until the defendant is
prejudiced."); see also Hartsfield v. Dorethy, 949 F.3d 307, 314 (7th Cir. 2020)
("The Supreme Court's recent precedents are not to the contrary; in fact, they too
draw a distinction between a court's denial of a defendant's constitutional right and
counsel's denial of that same right." (emphasis added)).
Generally, "constitutional error does not automatically require reversal of a
conviction." Arizona v. Fulminante, 499 U.S. 279, 306 (1991). However,
structural errors are those constitutional errors that "should not be deemed harmless
beyond a reasonable doubt." Weaver, 582 U.S. at 294. "[T]he defining feature of a
structural error is that it 'affects the framework within which the trial proceeds'
rather than being 'simply an error in the trial process itself.'" Id. at 295 (quoting
Fulminante, 499 U.S. at 310) (alterations omitted)). "For the same reason, a
structural error 'defies analysis by harmless error standards.'" Id. (quoting
Fulminante, 499 U.S. at 309 (alterations omitted)).
Initially, we acknowledge Rivera's holding that "a trial court's improper refusal to
permit a defendant to testify in his own defense . . . is not amenable to
harmless-error analysis" and "requires reversal without a particularized prejudice
inquiry." 402 S.C. at 247, 741 S.E.2d at 706 (emphasis added). Importantly, this
holding is not in conflict with Weaver, which reinforced existing jurisprudence
holding that "in the case of a structural error where there is an objection at trial and
the issue is raised on direct appeal, the defendant generally is entitled to 'automatic
reversal' regardless of the error's actual 'effect on the outcome.'" 582 U.S. at 299
(emphasis added). However, Weaver examined a slightly different question:
"whether invalidation of the conviction is required . . . or if the prejudice inquiry is
altered when the structural error is raised in the context of an ineffective assistance
of counsel claim." Id. at 290. The Supreme Court concluded that there is indeed a
different calculus when a structural-error claim is preserved and raised on direct
review as opposed to when it is raised in the context of ineffective assistance of
counsel. 2 Id. at 302.
2
We acknowledge that Weaver states its holding is limited to "the context of trial
counsel's failure to object to the closure of the courtroom during jury selection,"
and not to all structural errors. Id. at 294. However, multiple federal and state
courts have since interpreted and applied Weaver's framework in other structural
error contexts, as we do here. See, e.g., Parks v. Chapman, 815 F. App'x 937, 944
(6th Cir. 2020) (applying Weaver in the context of "a violation of the
fair-cross-section right" and finding it "stands for the idea that finality and judicial
economy can trump even structural error; so, when a defendant raises a structural
error on collateral review rather than on direct review, he must prove actual
prejudice, even though he would not have had to prove actual prejudice if he had
raised it on direct review"); Hartsfield, 949 F.3d at 314-15 ("In our view, the best
reading of the Supreme Court's decisions in this realm is that Strickland controls
because defense counsel allegedly interfered with Hartsfield's right to testify.
Accordingly, the state appellate court's decision to apply Strickland was not
contrary to clearly established federal law."); Baxter v. Superintendent Coal Twp.
SCI, 998 F.3d 542, 547 (3d Cir. 2021) (applying Weaver and holding "[a] showing
of structural error, however, does not always trigger a presumption of prejudice");
Yannai v. United States, 346 F. Supp. 3d 336, 346-47 (E.D. N.Y. 2018) ("A
defendant's right to testify falls within the first of these three [Weaver]
categories . . . . Thus, even though Yannai's right to testify at his trial is a
fundamental right and any denial of that right may have been 'structural error,' he is
still required to show prejudice here."); Carter v. Clarke, 667 F. Supp. 3d 163, 199
(W.D. Va. 2023) ("Weaver forecloses Carter's argument that the denial of his right
to testify was structural error and not subject to a prejudice analysis."), appeal
dismissed, No. 23-6382, 2023 WL 7128469 (4th Cir. June 9, 2023); Cabrera v.
State, 173 A.3d 1012, 1022-23 (Del. 2017) (applying Weaver and holding the
defendant's ineffective assistance of counsel claim based on a Batson violation—a
structural error—"was properly dismissed for failure to show prejudice"); Newton
v. State, 168 A.3d 1, 10 (Md. 2017) (applying Weaver to a defendant's claim that
"The prejudice showing is in most cases a necessary part of a Strickland claim."
Id. at 300. "In the ordinary Strickland case, prejudice means 'a reasonable
probability that, but for counsel's unprofessional errors, the result of the proceeding
would have been different.'" Id. (quoting Strickland, 466 U.S. at 694). The reason
for placing the burden on the petitioner, rather than the State, in postconviction
proceedings is, in part, because "when state or federal courts adjudicate errors
objected to during trial and then raised on direct review, the systemic costs of
remedying the error are diminished to some extent." Id. at 302. For example, "if a
new trial is ordered on direct review, there may be a reasonable chance that not too
much time will have elapsed for witness memories still to be accurate and physical
evidence not to be lost." Id. However, "[w]hen an ineffective-assistance-of-
counsel claim is raised in postconviction proceedings, the costs and uncertainties
of a new trial are greater because more time will have elapsed in most cases." Id.
Additionally, "[t]he finality interest is more at risk[,] . . .and direct review often has
given at least one opportunity for an appellate review of trial proceedings." Id. at
302-03 (internal citations omitted). These important differences between direct
appellate review and collateral review "justify a different standard for evaluating a
structural error depending on whether it is raised on direct review or raised instead
in a claim alleging ineffective assistance of counsel." Id. at 303.
"[T]he rules governing ineffective-assistance claims 'must be applied with
scrupulous care.'" Id. (quoting Premo v. Moore, 562 U.S. 115, 122 (2011)).
Accordingly, in an ineffective-assistance claim, even when a defendant raises a
structural error, "the defendant generally bears the burden to show deficient
performance and that the attorney's error 'prejudiced the defense.'" Id. at 287
(quoting Strickland, 466 U.S. at 687); see also id. at 309 (Alito, J., concurring)
("Weaver's theory conflicts with Strickland because it implies that an attorney's
error can be prejudicial even if it 'had no effect,' or only 'some conceivable effect,'
on the outcome of his trial. That is precisely what Strickland rules out." (citations
omitted)).
Weaver further explains that structural errors fall into one of three categories based
on the rationale underlying their classification as structural: whether (1) "the right
at issue is not designed to protect the defendant from erroneous conviction but
trial counsel was ineffective for failing to object to the presence of an alternate
juror during deliberations and concluding "that to succeed on his
ineffective-assistance-of-counsel claim, [the defendant] must establish Strickland's
deficient performance and prejudice prongs").
instead protects some other interest," (2) "the effects of the error are simply too
hard to measure," or (3) "the error always results in fundamental unfairness." Id. at
295-96. These categories "are not rigid" and "more than one of these rationales
may be part of the explanation for why an error is deemed to be structural." Id. at
296. However, "one point is critical: An error can count as structural even if the
error does not lead to fundamental unfairness in every case." Id. The crucial
determination for this court is whether the particular structural error at issue here
"counts as structural because it always leads to fundamental unfairness or for some
other reason." Id. at 296 (emphasis added). We find that it does not.
First, the right to testify in one's defense "is not designed to protect the defendant
from erroneous conviction" but rather is "based on the fundamental legal principle
that a defendant must be allowed to make his own choices about the proper way to
protect his own liberty." Id. at 295; see also Mccoy v. Louisiana, 584 U.S. 414,
427-28 (2018) (finding "counsel's admission of a client's guilt over the client's
express objection" was a structural error falling under the first and second Weaver
categories because it impacted "the defendant's right to make the fundamental
choices about his own defense"); Yannai, 346 F. Supp. 3d at 346 ("[T]he right to
testify falls within the first category of structural rights laid out in Weaver because
it 'is not designed to protect the defendant from erroneous conviction but instead
protects some other interest,'—namely, the defendant's right to choose how best to
protect his liberty." (quoting Weaver, 582 U.S. at 295)); Boyd v. United States, 586
A.2d 670, 673 (D.C. Ct. App.1991) ("Although a defendant who chooses to testify
may actually decrease his or her chance of acquittal, nonetheless, 'the wisdom or
unwisdom of the defendant's choice does not diminish his right to make it.'"
(quoting People v. Curtis, 681 P.2d 504, 513 (Colo. 1984))); Rock v. Arkansas, 483
U.S. 44, 52 (1987) (stating "an accused's right to present his own version of events
in his own words" is "fundamental to a personal defense" (emphasis added)).
Thus, the improper denial of a defendant's right to testify falls under the first
Weaver category. See 582 U.S. at 295 (explaining the first category encompasses
structural errors involving rights that are "not designed to protect the defendant
from erroneous conviction but instead protect[] some other interest").
Additionally, as noted in Rivera, the denial of a defendant's right to testify in the
direct-appeal context rises to the level of a structural error, in part, because of the
difficulty in measuring the effects of the error. 402 S.C. at 247-48, 741 S.E.2d at
706-07. This rationale implicates the second Weaver category. See 582 U.S. at
295 (stating structural errors fall into the second category when "the effects of the
error are simply too hard to measure"). Rivera, for example, relied on Luce v.
United States, which states that ascertaining prejudice requires "the court [to] know
the precise nature of the defendant's testimony, which is unknowable when . . . the
defendant does not testify." 402 S.C. at 248, 741 S.E.2d at 706 (quoting Luce, 469
U.S. 38, 41-42 (1984)). We note that this concern—that a court cannot fairly
evaluate prejudice without knowing the precise nature of the defendant's
testimony—is eliminated in PCR where, unlike in a direct appeal, the court has the
benefit of hearing the defendant's testimony, further supporting the argument that
Petitioner must establish prejudice in the ineffective-assistance context.
Further, Rivera itself acknowledged that "the right to present testimony is not
without limitation," and "'may, in appropriate cases, bow to accommodate other
legitimate interests in the criminal trial process.'" Id. at 242, 741 S.E.2d at 703
(quoting Rock, 483 U.S. at 55). Similarly, in Weaver, the Supreme Court stated
that "[t]he fact that the [structural error at issue] is subject to . . . exceptions
suggests that not every . . . violation results in fundamental unfairness." 3 583 U.S.
at 298. This suggests that the erroneous denial of the right to testify would fall into
the first and/or second Weaver categories, not the third. See 582 U.S. at 296
(explaining the third category of structural errors encompasses those that "always
result[] in fundamental unfairness").
Finally, we are also concerned that finding, as the dissent does, that a violation of
the right to testify always creates fundamental unfairness such that prejudice must
be presumed is a misreading of Rivera that would lead to its unintentional
3
Throughout our discussion, we use the terms "fundamental right" and
"fundamental unfairness." However, we note that the meaning of "fundamental"
varies depending on the context. A structural error results in "fundamental
unfairness" because "[s]uch errors 'infect the entire trial process'" such that the trial
becomes an "unreliable vehicle for determining guilt or innocence." Neder v.
United States, 527 U.S. 1, 8-9 (1999) (quoting Brecht v. Abrahamson, 507 U.S.
619, 630 (1993)). On the other hand, the right to testify is a "fundamental" right in
that it is a personal right only the defendant can decide to exercise (or not). See,
e.g., Johnson v. State, 169 S.W.3d 223, 236 (Tex. Crim. App. 2005) ("The footnote
in Rock in which the Supreme Court labeled the right to testify as 'fundamental'
suggested that the right was fundamental in the sense that the defendant possessed
the ultimate authority to decide whether to invoke it."); United States v. Teague,
953 F.2d 1525, 1532 (11th Cir. 1992) (labeling the right to testify as "fundamental"
because "[t]his right is personal to the defendant and cannot be waived either by
the trial court or by defense counsel"). Therefore, simply because a right is
"fundamental" does not equate to an automatic exemption from an evaluation of
harm or prejudice.
expansion. As discussed above, Rivera is clear that the right to testify is not
without limitation. 402 S.C. at 242, 741 S.E.2d at 703. Moreover, the Rivera court
specifically acknowledged that Rivera's claim was "consistently . . . presented not
as an ineffective assistance of counsel claim, but rather, as an error committed by
the trial court." Id. at 241, 741 S.E.2d at 702. It further noted that such claims
may often be presented either as a claim of trial court error or a claim of ineffective
assistance of counsel. Id. at 240. Thus, we believe Rivera itself implicitly
acknowledges its holding applies only in the direct appeal context, and it does not
compel a finding of prejudice in an ineffective assistance claim. Id. at 241.
Accordingly, we find that the denial of the right to testify does not fall within
Weaver’s third class of structural errors, which always result in fundamental
unfairness; rather, we find that the improper denial of a defendant's right to testify
falls into the first and second categories. Weaver instructs that if the structural
error is one that does not fall into the third category then prejudice will not be
presumed, and therefore, we hold Petitioner is required to make the traditional
Strickland prejudice showing.4 See 582 U.S. at 300-01 (holding that because the
structural error at issue would not always lead to a "fundamentally unfair trial" nor
did it "always deprive[] the defendant of a reasonably probability of a different
outcome[,] . . . Strickland prejudice is not shown automatically").
With all of these principles in mind, we turn to the analysis of prejudice in
Petitioner's case.
C. Application to Petitioner's case
Petitioner asserts he was prejudiced by counsel's deficient performance; however,
he argues that a "particularized analysis of specifics and [the] degree of that
prejudice is not necessary under the facts of this case and the holding of" Rivera.
4
We note that Weaver explicitly declined to rule on whether a petitioner must
prove prejudice when the structural error at issue falls in the third category. See
582 U.S. at 301-02 (explaining that "[n]either the reasoning nor the holding" in
Weaver "calls into question the Court's precedents determining that certain errors
are deemed structural and require reversals because they cause fundamental
unfairness" when raised on direct appeal, but stating the "opinion does not address
whether the result should be any different if the errors were raised instead in an
ineffective-assistance claim on collateral review"). Therefore, even if the denial of
Petitioner's right to testify was a structural error that falls into the third Weaver
category, the law is far from clear that prejudice should be presumed.
Instead, he asserts "[t]he prejudice lies in the violation of [his] right to testify." We
disagree.
At the PCR hearing, Petitioner admitted that he did not change his mind about
wanting to testify until the next morning after the defense rested, having thought
about his case overnight and concluding that it "wasn't murder." Petitioner
asserted that he shot Victim in self-defense, which he claimed was the defense's
primary theory of the case. He testified that when Sinclair, the homeowner, let
Victim back in the house, Victim stated he was going to "put the squeeze" on
someone because Victim was upset about the number of people there. Petitioner
explained he interpreted that to mean Victim was going to "squeeze a gun." He
testified Victim then pulled a gun and turned towards him; Petitioner then fired
until Victim fell to the floor. Petitioner asserted he shot Victim "because [he] was
scared" for his life and he was defending himself. However, he acknowledged that
he was not interested in cooperating with law enforcement, and importantly, he did
not tell the police he shot Victim in self-defense and instead claimed that a "jack
move"—i.e. a robbery—had gone wrong.
The PCR court found counsel was not deficient by informing Petitioner that it was
too late to change his mind about testifying because the charge conference had
begun. The PCR court further found Petitioner's testimony was not credible and
noted it would have hurt his case, not helped it, because it confirmed he was the
shooter, was not supported by the evidence, was illogical, and he admitted to lying
in his interactions with law enforcement afterwards. Finally, the PCR court also
noted the trial court had discussed what testimony would support the self-defense
charge and was therefore unlikely to have granted Petitioner's motion. The PCR
court concluded that even if counsel had immediately informed the trial court of
Petitioner's change of heart, there was no reasonable probability the outcome of the
proceeding would have been different, and thus, Petitioner had failed to prove
prejudice. We agree with the PCR court.
During the initial charge conference, well before Petitioner informed counsel of his
change of heart, the trial court explicitly stated it did not believe there was enough
evidence to support either a voluntary manslaughter instruction or a self-defense
instruction. Further, the trial court repeatedly noted that one of the State's
witnesses had testified that Petitioner never told him that Petitioner feared for his
life at the time of the shooting. Specifically, the trial court stated, "[U]nder the
general self-defense, [Petitioner]'s got to be in reasonable fear of imminent harm,
imminent danger. He must be either . . . actually in imminent danger of death or
bodily injury or believed he was, and if [the witness] testified [Petitioner] was not,
then that might end the inquiry." Ultimately, because of the long discussion
regarding the law and the trial court's candid assessment of the evidence before
Petitioner ever informed counsel of his desire to testify, we find the trial court
likely would not have changed its ruling. Cf. United States v. Walker, 772 F.2d
1172, 1881 (5th Cir. 1985) (noting that reopening the record after the defense rests
may be proper if "[n]o significant information was brought forth that [the
defendant] had not already learned during the government's case-in-chief"). Its
stated rationale for denying the motion to reopen—the possibility that Petitioner
could tailor his testimony—would have still applied had counsel informed the trial
court of Petitioner's change of heart immediately when court reconvened the next
morning.
Moreover, even without the deference we give to the PCR court's credibility
findings, we agree with the PCR court's assessment of Petitioner's credibility and
the likely effect of his testimony on the jury. See Thompson v. State, 423 S.C. 235,
247, 814 S.E.2d 487, 493 (2018) (explaining that appellate courts "defer to the
PCR court's credibility findings as to witnesses who testified before the PCR
court"). First, counsel both testified that self-defense was not a main theory of
their case, nor was it a primary focus of the defense strategy; thus, we find
Petitioner's assertion that he wanted to testify to explain he had shot in self-defense
was a new development motivated by the trial court's comments during the charge
conference, seriously diminishing his credibility. More importantly, we agree that
Petitioner's testimony undermined his defense, rather than bolstered his innocence,
as it confirmed his identity as the shooter, was contradicted by other testimony and
evidence, and contained admissions that he was dishonest with law enforcement
and uninterested in cooperating to resolve the investigation.
Thus, we find Petitioner failed to prove he was prejudiced by counsel's failure to
immediately inform the trial court of his newfound desire to testify. We agree with
the PCR court that the trial court would not have changed its ruling, and, in any
event, a jury was unlikely to find Petitioner's version of events persuasive.
Therefore, we hold Petitioner failed to prove he was prejudiced by counsel's delay
in moving to reopen the record. See Strickland, 466 U.S. at 693 ("It is not enough
for the defendant to show that the errors had some conceivable effect on the
outcome of the proceeding. Virtually every act or omission of counsel would meet
that test, . . . and not every error that conceivably could have influenced the
outcome undermines the reliability of the result of the proceeding."); id. at 695
("When a defendant challenges a conviction, the question is whether there is a
reasonable probability that, absent the errors, the factfinder would have had a
reasonable doubt respecting guilt.").
CONCLUSION
Based on the foregoing, the decision of the PCR court is
AFFIRMED.
WILLIAMS, C.J., concurs.
KONDUROS, J., dissenting: I respectfully dissent. Petitioner contends the PCR
court erred in finding trial counsel was not ineffective for failing to immediately
inform the trial court he wished to testify. He argues trial counsel, by not making a
timely motion to reopen the case, was deficient because trial counsel did not
recognize the fundamental nature of a defendant's right to testify. He further
maintains the PCR court, despite having found trial counsel was not deficient,
erroneously proceeded to conduct a prejudice analysis under the second prong of
Strickland v. Washington, 466 U.S. 668 (1984). He asserts that in doing so, the
PCR court applied a harmless-error analysis to the denial of Petitioner's right to
testify on his own behalf, contrary to State v. Rivera, 402 S.C. 225, 741 S.E.2d 694
(2013). I agree.
To establish a claim of ineffective assistance of counsel, a PCR applicant must
show (1) counsel was deficient and (2) counsel's deficiency prejudiced the
defendant's case. Strickland, 466 U.S. at 687. "The prejudice showing is in most
cases a necessary part of a Strickland claim." Weaver v. Massachusetts, 582 U.S.
286, 300 (2017) (emphasis added). "[T]he concept of prejudice is defined in
different ways depending on the context in which it appears. In the ordinary
Strickland case, prejudice means 'a reasonable probability that, but for counsel's
unprofessional errors, the result of the proceeding would have been different.'" Id.
(quoting Strickland, 466 U.S. at 694). However, "the prejudice inquiry is not
meant to be applied in a 'mechanical' fashion." Id. (quoting Strickland, 466 U.S. at
696). "[T]he ultimate inquiry must concentrate on 'the fundamental fairness of the
proceeding.'" Id. (quoting Strickland, 466 U.S. at 696). "A defendant must
demonstrate either that the error at issue was prejudicial or that it belongs to the
narrow class of attorney errors that are tantamount to a denial of counsel, for which
an individualized showing of prejudice is unnecessary." Id. at 308 (Alito, J.,
concurring in judgment).
I. Deficiency
To meet the first prong of Strickland, a PCR applicant must demonstrate trial
"counsel's performance was deficient." 466 U.S. at 687. This requires "show[ing]
that counsel's representation fell below an objective standard of reasonableness."
Id. at 688. "The Sixth Amendment refers simply to 'counsel,' not specifying
particular requirements of effective assistance. It relies instead on the legal
profession's maintenance of standards sufficient to justify the law's presumption
that counsel will fulfill the role in the adversary process that the Amendment
envisions." Id. "The proper measure of attorney performance remains simply
reasonableness under prevailing professional norms." Id.; see also Brown v. State,
340 S.C. 590, 593, 533 S.E.2d 308, 309 (2000) ("[A]n applicant . . . must show . . .
his counsel failed to render reasonably effective assistance under prevailing
professional norms . . . .").
"Representation of a criminal defendant entails certain basic duties. Counsel's
function is to assist the defendant . . . ." Strickland, 466 U.S. at 688. "From
counsel's function as assistant to the defendant derive[s] the overarching duty to
advocate the defendant's cause and the more particular duties to consult with the
defendant on important decisions and to keep the defendant informed of important
developments in the course of the prosecution." Id. "Counsel also has a duty to
bring to bear such skill and knowledge as will render the trial a reliable adversarial
testing process." Id. "[T]he performance inquiry must be whether counsel's
assistance was reasonable considering all the circumstances." Id. "The purpose [of
the effective assistance guarantee] is simply to ensure that criminal defendants
receive a fair trial." Id. at 689.
"A convicted defendant making a claim of ineffective assistance must identify the
acts or omissions of counsel that are alleged not to have been the result of
reasonable professional judgment." Id. at 690. "The court must then determine
whether, in light of all the circumstances, the identified acts or omissions were
outside the wide range of professionally competent assistance." Id. "In making
that determination, the court should keep in mind that counsel's function, as
elaborated in prevailing professional norms, is to make the adversarial testing
process work in the particular case." Id.; see also Ard v. Catoe, 372 S.C. 318, 331,
642 S.E.2d 590, 597 (2007) ("When evaluating the reasonableness of counsel's
conduct, 'the court should keep in mind that counsel's function, as elaborated in
prevailing professional norms, is to make the adversarial testing process work in
the particular case.'" (quoting Strickland, 466 U.S. at 690)).
In Stone v. State, our supreme court analyzed whether trial counsel was deficient
when it failed to object to several pieces of testimony made during the victim
impact stage of a sentencing proceeding, noting that the admission or exclusion of
that testimony was within the trial court's discretion. 419 S.C. 370, 380-90, 798
S.E.2d 561, 566-72 (2017). While the alleged deficiency here was not due to trial
counsel's failure to object, both Stone and the present case involve a failure by trial
counsel to raise an issue to the trial court, which the trial court had the discretion to
decide. In Stone, the supreme court examined each piece of testimony with which
the petitioner took issue but explained it did "not intend with this discussion to
define which of the [pieces] would have been permissible for the trial court to
admit within its discretion. Rather, [the supreme court explained it would] discuss
them to demonstrate that, with varying degree, the admission of each one was
debatable." Id. at 386, 798 S.E.2d at 569-70. The supreme court provided,
"Without an objection, however, there can be no debate[,] and the trial court has no
opportunity to exercise its discretion." Id. at 386, 798 S.E.2d at 570. The supreme
court stated, "[E]ven if the trial court was being 'liberal' in allowing . . . testimony,
trial counsel should have objected to those components of the . . . testimony as to
which counsel felt he had a reasonably persuasive argument for exclusion." Id.
The supreme court explained, "If [trial counsel] had objected in those instances, the
trial court may have sustained the objection. But in any event, counsel would have
at least tested the trial court's discretion." Id. The supreme court noted, "The fact
the trial court has such wide discretion does not justify the decision not to object.
Rather, the debate that precedes the exercise of that discretion is part of the
adversarial process Ard and Strickland require trial counsel to test." Id. The
supreme court found, "Trial counsel failed to articulate any valid strategic reason
for not objecting to important . . . testimony the trial court had the discretion to
exclude." Id. at 387, 798 S.E.2d at 570. Accordingly, the supreme court
determined "the decision not to object d[id] not meet an objective standard of
reasonableness, and [the PCR applicant] . . . satisfied the first prong of Strickland."
Id.
In this case, Petitioner argues trial counsel acted deficiently by not moving to
reopen the record to allow Petitioner to testify at the first opportunity after
Petitioner had informed trial counsel he wanted to testify. "'A motion to reopen the
evidentiary record and to allow additional evidence is addressed to the sound
discretion of the trial [court,]' and the trial court's 'ruling will not be reversed
absent an abuse of discretion.'" State v. Wright, 416 S.C. 353, 371, 785 S.E.2d
479, 489 (Ct. App. 2016) (alteration in original) (quoting State v. Wren, 322 S.C.
103, 105, 470 S.E.2d 111, 112 (Ct. App. 1996)). "[L]iberality is the linchpin of" a
determination of whether to reopen the case because "[a] trial is a search for the
truth." Wren, 322 S.C. at 105, 470 S.E.2d at 112. The trial court has the discretion
"to grant or refuse an application for the reopening of a case and the introduction of
additional evidence by a litigant who has rested, even after the commencement of
arguments to the jury and later." Daniel v. Tower Trucking Co., 205 S.C. 333,
351-52, 32 S.E.2d 5, 10 (1944) (per curiam).
I have found no South Carolina appellate decision discussing a criminal
defendant's motion to reopen the record to allow that defendant's testimony. In
most of our state's appellate decisions in criminal cases examining a motion to
reopen the record, the State, not a defendant, made the motion. In one such appeal,
our supreme court reviewed a trial court's grant of the State's motion to reopen the
case to present more evidence. See State v. Hammond, 270 S.C. 347, 355-56, 242
S.E.2d 411, 415 (1978). In that case, following the defendant's decision to not
present evidence, the defendant requested a jury charge allowing the jury to
presume a witness who had information about the case and was available to testify
but did not, would have testified contrary to the State's position. Id. at 355, 242
S.E.2d at 415. The trial court indicated the requested charge would be proper but
allowed the State to reopen its case and present the witness's testimony over the
defendant's objection. Id. The supreme court affirmed the decision to reopen the
case, noting the decision was within the trial court's discretion and finding because
the additional testimony merely corroborated the previous testimony and presented
no new evidence, the decision did not prejudice the defendant. Id. at 355-56, 242
S.E.2d at 415.
In this case, Petitioner's motion to reopen the case, which Petitioner alleges trial
counsel was deficient by not making earlier, was for the purpose of his testifying
on his own behalf. "The right to testify on one's own behalf at a criminal trial is
guaranteed by the Fifth, Sixth, and Fourteenth Amendments. 'It is one of the rights
that are essential to due process of law in a fair adversary process.'" Wright, 416
S.C. at 372, 785 S.E.2d at 489 (citation omitted) (quoting Rock v. Arkansas, 483
U.S. 44, 51 (1987)). "The right . . . to testify or not to testify is fundamental."
Rivera, 402 S.C. at 241, 741 S.E.2d at 702. "However, the right . . . is not without
limitation." Id. at 242, 741 S.E.2d at 703. In some circumstances, "[t]he right may
. . . bow to accommodate other legitimate interests in the criminal trial process."
Id. (quoting Rock, 483 U.S. at 55). "But restrictions of [the] right . . . may not be
arbitrary or disproportionate to the purposes they are designed to serve." Id.
(quoting Rock, 483 U.S. at 55-56). "In applying its evidentiary rules[,] a [s]tate
must evaluate whether the interests served by a rule justify the limitation imposed
on the defendant's constitutional right to testify." Id. (quoting Rock, 483 U.S. at
56). "Evidence rules [that] 'infringe upon a weighty interest of the accused' but fail
to serve any legitimate interest are arbitrary." Id. (quoting Holmes v. South
Carolina, 547 U.S. 319, 324 (2006)).
In Rivera, discussed in depth below, our supreme court looked at several other
jurisdictions' decisions concerning a criminal defendant's right to testify. Id. at
248-49, 741 S.E.2d at 706-07. One of those cases was State v. Dauzart, a direct
appeal in which the Louisiana Supreme Court reversed a defendant's conviction,
holding the trial court abused its discretion by denying the defendant's motion to
reopen the case to allow him to testify in his own defense. 99-3471, p. 2 (La.
10/30/00); 769 So. 2d 1206, 1208 (per curiam). In Dauzart, the trial court relied
on a statute in the Louisiana Code of Criminal Procedure concerning the order of
trial when it denied the motion to reopen. Id. The Louisiana Supreme Court noted
a trial court has "the discretion under the statute to reopen the evidence at any time
before closing arguments to permit the taking of additional testimony." Id. The
supreme court recognized that "[t]o the extent that an accused's 'right to present his
own version of events in his own words' derives in part from the Due Process
Clause of the Fourteenth Amendment, . . . a trial court must exercise this discretion
in a manner which accords with 'the fundamental standards of due process.'" Id.
(first quoting Rock, 483 U.S. at 51; then quoting Rock, 483 U.S. at 55).
In Dauzart, the following events preceded the defendant's motion to reopen the
case: at the close of the State's case, the defense called a witness to identify
medical records. Id. at p. 4; 769 So. 2d at 1209. During a recess, defense counsel
spoke to the defendant and others about testifying. Id. When the jury returned, the
defense rested, "subject to introducing the medical records." Id. The trial court
"ordered the records introduced but then excused the jurors . . . and spent over half
an hour with counsel" to streamline the medical records. Id. "Toward the end of
this process, with the jury still out and with discussion about the court's general
charge to the jury also underway, counsel informed the court that [the defendant]
'ha[d] thought about it and decided he wishe[d] to take the witness stand.'" Id.
The supreme court reversed the trial court's denial of the defendant's motion to
reopen; the supreme court noted the defendant's testimony was essential, the State
would not have been prejudiced and had not objected, and the defendant made the
request before the matter had progressed past the final witness. Id. at p. 5; 769 So.
2d at 1209. The supreme court recognized that while "taking the testimony of any
witness out of [the] normal sequence may give the evidence 'distorted importance
merely b[y] being introduced after a reopening'" and the State could be prejudiced
"if it has already presented rebuttal testimony by providing the defendant with an
opportunity to review the evidence before deciding whether to take the stand,"
neither of those concerns applied there. Id. at p. 5; 769 So. 2d at 1209-10 (quoting
United States v. Larson, 596 F.2d 759, 779 (8th Cir. 1979)). The court noted that
because the jurors had not been allowed to view the defense exhibits when the
defense moved to reopen the case, the "jurors would not likely have understood the
timing of [the defendant's] testimony as out of turn and therefore extraordinary."
Id. at p. 5; 769 So. 2d at 1210. Additionally, the State had indicated it had no
rebuttal testimony and "even assuming [the defendant's] testimony may have
changed" that decision, nothing in the record suggested the State "could not have
reassembled its witnesses in rebuttal after the lapse of no more than an hour it took
. . . to sort out the" medical documents and "the most important potential rebuttal
witness[] remained available." Id. The supreme court found "[the defendant's]
testimony likely would have had no impact on the course of the proceedings as
trial in any event continued into the next day with closing arguments and the
court's jury instructions, giving the [S]tate an adequate opportunity to respond to
[the defendant's] testimony." Id. Additionally, the Dauzart court noted trial
counsel had told the jury and the trial court that the defendant would testify, thus
exposing the defense "to the ridicule of the prosecutors during closing argument,"
in which the State made several derogatory remarks. Id. at p. 6; 769 So. 2d at
1210.
The Dauzart court further explained the importance of a defendant's testimony:
"Because 'the most important witness for the defense in many criminal cases is the
defendant himself,' Rock deemed the accused's right to present his or her testimony
at trial '[e]ven more fundamental to a personal defense than the right of self-
representation' under the Sixth Amendment." Id. at p. 6-7; 769 So. 2d at 1210
(alteration in original) (quoting Rock, 483 U.S. at 52). The supreme court found
the trial court had abused its discretion because it "arbitrarily refus[ed] to allow the
defense to reopen its case under circumstances in which the slight deviation from
normal practice would have had no impact on the orderly flow of trial from jury
selection to verdict and in which strict adherence to the order of trial specified by"
the statute cost the defendant "his only opportunity to face jurors and persuade
them of his version of events." Id. at p. 2; 769 So. 2d at 1208.
As noted above, our supreme court cited to Dauzart in Rivera. In Rivera, the
matter of allowing the defendant to testify arose in a different manner than a
motion to reopen the record. In that case, the defendant "disagreed with counsel's
recommendation not to testify, unambiguously indicated to the trial court that he
wished to take the stand, and vociferously objected to the trial court's decision not
to permit him to testify." Rivera, 402 S.C. at 243, 741 S.E.2d at 703. On direct
appeal, our supreme court found "defense counsel actively thwarted [the
defendant's] desire to testify. Although, as a practical matter, preventing [the
defendant] from testifying may have been an advantageous strategic decision, it
had no basis in the law." Id. The supreme court observed, "[T]he trial judge
appeared willing to call [the defendant] as a court's witness, but ultimately declined
to do so because during the peculiar proffer procedure, [the defendant] indicated
his intention to testify about the crime." Id. The supreme court found "the trial
court, like defense counsel, was operating under the paternalistic belief that it
wanted to protect [the defendant] from potentially undermining his own defense."
Id. The supreme court noted the defendant's "testimony may have been prejudicial
to his case but that cannot serve as a basis for the trial court to prevent him from
taking the stand." Id. The supreme court stated, "The trial court's thorough
colloquy with [the defendant] demonstrate[d] the trial court well understood the
fundamental nature of the right to testify and that the decision rested solely with
[the defendant]." Id. "Regardless of whether a defendant's decision to testify is to
his own detriment, 'it must be honored out of that respect for the individual which
is the lifeblood of the law.'" Id. at 245, 741 S.E.2d at 704 (quoting Dearybury v.
State, 367 S.C. 34, 39, 625 S.E.2d 212, 215 (2006)). 5
While South Carolina has not done so, some federal and state appeals courts have
used a set of factors provided by the Fifth Circuit Court of Appeals to determine
whether a trial court has abused its discretion in denying a defendant's motion to
reopen the record to exercise his right to testify. See United States v. Walker, 772
F.2d 1172 (5th Cir. 1985) (utilizing a set of factors to determine if the trial court
abused its discretion in denying a defendant's motion to reopen the evidence to
allow his testimony when the defendant made the motion after he rested but before
closing arguments or jury instructions were given); see also United States v.
Orozco, 764 F.3d 997, 1001 (9th Cir. 2014) (using the Walker factors "to
determine whether a district court abused its discretion in denying a motion to
reopen to allow a defendant to testify"); United States v. Byrd, 403 F.3d 1278,
1283 (11th Cir. 2005) ("We, like the First Circuit, will consider the factors
developed in . . . Walker in assessing whether the district court abused its
discretion in deciding not to reopen the evidence so that [the defendant] could
testify." (citation omitted)); United States v. Peterson, 233 F.3d 101, 106-07 (1st
5
In Rivera, after determining the trial court's decision to not allow the defendant's
testimony violated the United States Constitution, our supreme court considered
whether the error required reversal. 402 S.C. at 245, 741 S.E.2d at 705. The
supreme court ultimately found the denial of a defendant's right to testify was a
structural error, meaning a harmless-error analysis could not apply because
prejudice would be presumed. Id. at 249-50, 741 S.E.2d at 707. The next section
of this dissent will look at that holding as it applies to the prejudice prong of
Strickland.
Cir. 2000) (applying the Walker factors to the district court's decision not to reopen
the evidence to allow the defendant to testify); People v. Martin, 2014 COA 112, ¶
37, 338 P.3d 1106, 1116 ("We are persuaded that [the Walker] factors articulate
part of an appropriate test for Colorado trial courts to employ when exercising their
discretion to determine whether to allow revocation of the waiver and reopening of
the evidence for a defendant to testify."); Bloomquist v. State, 832 P.2d 177, 180
(Alaska Ct. App. 1992) ("Where the defendant moves to reopen his case to testify
on his own behalf, we believe that the standards which the Fifth Circuit set out in
. . . Walker are appropriate for resolving this issue."). Our supreme court cited to
Walker in Rivera. 402 S.C. at 249, 741 S.E.2d at 706.
The Eleventh Circuit Court of Appeals summarized the Walker factors as "(1) the
timeliness of the motion to reopen, (2) the character of the testimony to be offered,
(3) the effect of granting the motion to reopen, and (4) the reasonableness of the
excuse for the request to reopen." Byrd, 403 F.3d at 1284. Additionally, the
Eleventh Circuit noted, "These factors were not chosen specifically because the
case dealt with the failure to reopen the evidence in order to allow a defendant to
testify; instead, these were the factors used by the Fifth Circuit to evaluate all
challenges to a district court's refusal to reopen the evidence." Id.
Other circuits and jurisdictions have looked at similar factors emphasizing the
importance of whether the nonmoving party would be prejudiced by the grant of
the motion to reopen. See United States v. Trant, 924 F.3d 83, 88 (3d Cir. 2019)
("When considering a party's motion to reopen its case at trial, 'the district court's
primary focus should be on whether the party opposing reopening would be
prejudiced if reopening is permitted.'" (quoting United States v. Coward, 296 F.3d
176, 181 (3d Cir. 2002))); id. ("[T]wo principal considerations for the district
court's inquiry are the timing of the moving party's request to reopen (whether, if
the motion is granted, the opposing party will have a reasonable opportunity to
rebut the moving party's new evidence) and 'the effect of the granting of the
motion' (whether granting the motion will cause substantial disruption to the
proceedings or result in the new evidence taking on 'distorted importance')."
(quoting Coward, 296 F.3d at 181)); id. ("[D]istrict courts should assess the
reasonableness of the moving party's explanation for failing to introduce the
desired evidence before resting and whether the new evidence is admissible and
has probative value."); id. at 89 ("In adopting this standard, we join eight other
circuits that have issued essentially the same guidance on how district courts
should approach deciding motions to reopen at trial."); United States v. Nunez, 432
F.3d 573, 579 (4th Cir. 2005) (instructing a district court to consider the following
factors in deciding whether to reopen a case to admit additional evidence: "the
timeliness of the motion, the character of the testimony, and the effect of granting
the motion" (quoting United States v. Peay, 972 F.2d 71, 73 (4th Cir. 1992))); id.
("The party moving to reopen should provide a reasonable explanation for failure
to present the evidence in its case-in-chief. The evidence proffered should be
relevant, admissible, technically adequate, and helpful to the jury in ascertaining
the guilt or innocence of the accused. The belated receipt of such testimony should
not imbue the evidence with distorted importance, prejudice the opposing party's
case, or preclude an adversary from having an adequate opportunity to meet the
additional evidence offered." (quoting Peay, 972 F.2d at 73)); United States v.
Abbas, 74 F.3d 506, 510-11 (4th Cir. 1996) (providing that appellate courts, in
determining whether a trial court abused its discretion in deciding not reopen a
case, "examine (1) whether the party moving to reopen provided a reasonable
explanation for failing to present the evidence in its case-in-chief; (2) whether the
evidence was relevant, admissible, or helpful to the jury; and (3) whether
reopening the case would have infused the evidence with distorted importance,
prejudiced the opposing party's case, or precluded the opposing party from meeting
the evidence").
In Byrd, the Eleventh Circuit summarized the Walker court's findings for each
factor. 403 F.3d at 1284-85. The court provided, "With respect to the first factor,
the Fifth Circuit concluded that [the defendant's] motion to reopen was made in a
reasonably timely fashion [because] it had been made on the first day the
proceedings reconvened after the evidence had closed." Id. at 1284 (citing Walker,
772 F.2d at 1177-78). "As to the second factor, the [c]ourt presumed the character
of the testimony that would have been offered to be of 'prime importance' because
it was the testimony of the defendant himself." Id. (quoting Walker, 772 F.2d at
1179). "Examining the third factor, the [c]ourt concluded that there was 'no
indication' that reopening the evidence would have prejudiced the government;
however, there was reason to believe that the defendant had been prejudiced by the
failure to reopen." Id. at 1284-85 (quoting Walker, 772 F.2d at 1179).
The Byrd court looked at the Walker court's explanation of the four possible ways
the government could have been—but was not—prejudiced by the granting of the
defendant's motion to reopen the record in Walker. Id. at 1285 (citing Walker, 772
F.2d at 1180-81). First, no interruption of the "orderly flow" of the proceedings
occurred, as neither closing arguments nor the jury instruction had been given. Id.
(quoting Walker, 772 F.2d at 1180). Second, none "of the government's witnesses
had been released or had otherwise become unavailable." Id. (citing Walker, 772
F.2d at 1180). Third and fourth, "the testimony of the government's rebuttal
witnesses": "the [Walker] [c]ourt theorized that" a defendant "having heard the
testimony of the rebuttal witnesses . . . might have been able to 'work his testimony
around theirs,' explaining any discrepancies between the rebuttal witnesses'
testimony and the defense's case." Id. (quoting Walker, 772 F.2d at 1180). The
Walker court "also reasoned that, because the defendant had learned what the
rebuttal witnesses did not know, he could have 'decide[d] as a strategic matter that
it would be safe . . . to testify to certain matters.'" Id. (alteration and omission in
original) (quoting Walker, 772 F.2d at 1180). However, "[o]n rebuttal, the
government had presented 'two comparatively insignificant witnesses'" and the
testimonies could not have "'affected [the defendant's] decision to testify or
revealed significant information that would aid him in formulating his own
testimony.'" Id. (quoting Walker, 772 F.2d at 1181). The Fifth Circuit determined
the defendant, unlike the government, had been prejudiced by not being allowed to
reopen the record. Id. (citing Walker, 772 F.2d at 1183). The court found the
defendant's attorney had told the jury he would testify, which could "have made a
negative impression on the jury" when he ultimately did not, thus prejudicing him.
Id. (citing Walker, 772 F.2d at 1183).
For the last factor, the Walker court "concluded that the reasonableness of [the
defendant's] excuse for requesting to reopen 'mildly favor[ed] [the defendant's]
position, or at least [did] not point in the other direction.'" Id. (second and fourth
alterations in original) (quoting Walker, 772 F.2d at 1183). The defendant's
explanation of why he chose not to testify was that he had a "'nervous condition'"
and he "had been 'emotionally unable' to testify on the day the evidence closed."
Id. (quoting Walker, 772 F.2d at 1184).
The Eleventh Circuit also looked at how the First Circuit had applied the Walker
factors in Peterson, 233 F.3d 101. Byrd, 403 F.3d at 1286-87. First, as to
timeliness, although recognizing defense counsel moved to reopen approximately
half an hour after the defense had rested, "the First Circuit still concluded that 'the
potential for disruption . . . was not insignificant,' noting that the jury was
expecting to hear closing arguments—not further testimony." Id. at 1286
(omission in original) (quoting Peterson, 233 F.3d at 107). Second, for "the
character of the testimony to be offered," the First Circuit found it weighed against
the defendant because although "the testimony of a criminal defendant is presumed
to be inherently significant" in that case, the defendant's counsel provided "that
ethical concerns would prevent him from" conducting an examination, leading the
First Circuit to conclude the "testimony would not have been particularly
valuable." Id. (citing Peterson, 233 F.3d at 107). Third, as to "the effect of
granting the motion," the First Circuit briefly stated "the jury would have been
confused by the timing of [the defendant's] testimony and the fact that he was not
questioned by defense counsel." Id. (citing Peterson, 233 F.3d at 107). Fourth, as
to the reasonableness of the defendant's excuse, the First Circuit found that
"weighed strongly against" the defendant because he gave no excuse at all. Id. at
1287 (citing Peterson, 233 F.3d at 107).
The Eleventh Circuit, applying the Walker factors to its case, found the trial court
had not abused its discretion in denying the defendant's request to reopen the
record. Id. It found the first two factors favored the defendant because he made
the motion "the day after the evidence had closed and before both closing
arguments and the jury instructions. And, because it was the defendant himself
who would have testified, we must consider the character of the testimony to have
been of 'inherent significance.'" Id. (quoting Walker, 772 F.2d at 1179). However,
the Eleventh Circuit found the next two factors established the district court had
not abused its discretion because reopening "could have prejudiced the prosecution
because [the] request came after the government's witnesses had been released."
Id. Also, the Eleventh Circuit noted because the government's rebuttal witnesses
had already testified, the defendant could have "'work[ed] his testimony around
theirs,' changing his story in order to avoid discrepancies between the rebuttal
witnesses' testimony and the defense's case." Id. (quoting Walker, 772 F.2d at
1180). The Eleventh Circuit found "[t]he potential prejudice to the government
had the evidence been reopened weigh[ed] strongly against [the defendant's]
position." Id. For the final factor, the court noted the defendant offered "no
reasonable explanation for his newly found desire to testify. He merely changed
his mind." Id. The Eleventh Circuit expressed that it could not "foresee how a
district court could abuse its discretion by refusing to reopen the evidence to allow
a defendant to testify where the defendant has given no valid reason for not
testifying at the proper time." Id. at 1288. Accordingly, the Eleventh Circuit
affirmed the district court's denial of the defendant's request to reopen the
evidence. Id.
One district of the Appellate Court of Illinois has also noted when considering an
appeal from the denial of a motion to reopen the record to allow a criminal
defendant to testify, "Though it is within the discretion of the trial court to
determine the question of whether to grant a defendant's motion to reopen . . . , a
trial court should not exclude defense testimony except in the most extreme
circumstances." People v. Johnson, 504 N.E.2d 178, 181 (Ill. App. Ct. 1987). The
Appellate Court of Illinois explained, "It is a fundamental constitutional right for a
defendant to testify in his own defense. Society's interest in the efficient
administration of justice has to be balanced with a defendant's constitutional right
to a fair opportunity to defend." Id. (citations omitted).
Other decisions in which a state appellate court has reversed the trial court's denial
of defendant's motion to reopen the record have made similar determinations. In
Ephraim v. State, prior to the presentation of the defendant's case, he indicated he
did not wish to testify. 627 So. 2d 1102, 1103 (Ala. Crim. App. 1993). At a
charge conference, the trial court was notified the defendant had changed his mind
and wanted to testify. Id. The defendant "told the court that he wanted to tell his
side of the story." Id. Closing arguments "had not been made and nothing had
occurred in the presence of the jury after the defense rested its case." Id. The trial
court refused to allow the defendant to testify. Id. On appeal from that refusal, the
appellate court recognized the trial court had discretion whether to allow the
testimony but found "the exercise of that discretion result[ed] in the denial of a
basic constitutional right," meaning that discretion had been abused. Id. at 1105.
The court noted that when closing arguments have "been made before [a]
defendant reassert[s] his right to testify, a court's reluctance to reopen the case
would perhaps be more excusable" but found that in the case before it, "[n]o
closing arguments had been made and the only action that had been taken was a
charge conference, which occurred off the record and outside the presence of the
jury." Id.
In the case of Mayfield v. State, a Maryland appellate court reversed the trial
court's refusal to permit a defendant to reopen his case to testify on his own behalf
the morning after the defense had rested. 468 A.2d 400, 402, 409 (Md. Ct. Spec.
App. 1983). The court noted the "defendant assert[ed] his right to testify after both
sides had rested." Id. at 409. The court found the defendant "was a willing,
available witness with testimony relevant to the central issue of his guilt or
innocence." Id. at 409-10. The court determined the defendant was able to
"justifiably explain his delay in asserting his desire to testify." Id. at 410. The
court recognized, "There may be cases where . . . the assertion of the right to testify
is merely an attempt at some subterfuge." Id. Additionally, the court noted
"situations may arise where, although the recantation is sincere, the length of delay
causes undue prejudice to the State or disruption to the orderly process of the trial."
Id. In those cases, the court noted, the trial "court must consider the effects on both
the defendant and the State to the end that justice may be served." Id. However, in
the case before it, the appellate court determined "justice would have been served
by permitting the [defendant] to reopen his case." Id. Accordingly, the appellate
court found "the trial court [had] abused its discretion in failing to permit [the
defendant] to reopen his case." Id. at 403.
In People v. Burke, defense counsel had advised a defendant not to take the stand.
574 N.Y.S.2d 859, 860 (N.Y. App. Div. 1991). The defendant vacillated with the
decision but acquiesced with his counsel's recommendation to not testify. Id.
However, "[a]fter the defense rested and during the charge conference, [the]
defendant . . . sought to testify [and] counsel moved to reopen for that purpose."
Id. The appellate court reversed the trial court's denial of the defendant's motion to
reopen to allow his testimony. Id. The appellate court noted, "The circumstances
here are distinguishable from . . . whe[n] the refusal to reopen the defense to permit
the defendant to testify occur[s] after summations ha[ve] been completed." Id.
Initially, I note that Rivera, in which our supreme court determined depriving a
defendant of his right to testify was a structural error, differs from the present case
not just because it was a direct appeal but also because the trial court denied the
defendant his right to testify based on the court's erroneous application of an
evidentiary rule. 402 S.C. at 246, 741 S.E.2d at 705. This case involves the
additional consideration of needing to reopen the record to allow a defendant to
testify after the defense has rested. Despite the differences in procedure and
timing, the principles expressed by our supreme court in Rivera are still very much
on point.
In this case, trial counsel was deficient by not moving to reopen the record to allow
Petitioner to testify at the start of the morning's proceedings. Instead trial counsel
waited until Petitioner brought the matter up himself, which was after the trial
court made its final ruling it would not charge the jury on self-defense and
voluntary manslaughter. If trial counsel had moved to reopen the record at the first
opportunity after Petitioner informed Brown he wished to testify—before the
charge conference resumed—the trial court would have made its decision based on
what had transpired at that time. 6 However, trial counsel did not move to reopen
until after the trial court had made its ruling on the jury charges, and the trial
court's decision to deny the motion was based on the facts then—namely that
Petitioner could craft his testimony to fill in the gaps as pointed out by the court in
ruling on the charges.7 If trial counsel had made a motion to reopen at the start of
6
In Petitioner's direct appeal, this court based its decision on the trial court's
having made a final ruling before Petitioner moved to reopen the record. See
Wright, 416 S.C. at 374, 785 S.E.2d at 490.
7
Trial counsel had a vast amount of experience between the two attorneys. Martin
acknowledged in his PCR testimony they already recognized what needed to be
shown for self-defense and voluntary manslaughter charges before the trial court
stated it during the jury charge conference. The discussion between the trial court,
the morning's hearing, that motion could have been decided before the trial court
made its final ruling. Thus, the trial court's reliance on the fact that it had already
ruled would not have been a factor, although the court may have still considered
that it had expressed some thoughts on the jury charges the previous day. The trial
court's statements in denying the motion to reopen indicates the trial court may
have viewed the circumstances differently if the motion had been made prior to its
ruling on the jury charges. South Carolina courts have often found no abuse of
discretion when the trial court allowed a party, normally the State, to reopen the
record to present additional witnesses or admit evidence. See, e.g., State v.
Humphery, 276 S.C. 42, 43, 274 S.E.2d 918, 918 (1981) ("The trial court did not
abuse its discretion in allowing the State to reopen and prove . . . an essential
element . . . ."); State v. Harrison, 236 S.C. 246, 251, 113 S.E.2d 783, 785 (1960)
(finding the trial court had not abused its discretion when after the close of the
testimony, the court permitted the State to reopen the case and prove an essential
fact to be established, which the court when it ruled on the motion for a directed
verdict indicated had been omitted and the court informed the defendants they
would be permitted to offer further testimony if they wished, which they declined);
Wren, 322 S.C. at 106, 470 S.E.2d at 113 ("[T]he trial court did not abuse its
discretion in admitting . . . [additional] evidence after the State rested."); see also
id. at 105, 470 S.E.2d at 112 ("Simplistic as it may seem, the imbroglio posited
within this singular trial issue[, the State moving to reopen the evidentiary record
after it has rested,] is an oft-occurring event."). But cf. Bessinger v. Bi-Lo, Inc.,
329 S.C. 617, 620-21, 496 S.E.2d 33, 35 (Ct. App. 1998) (affirming a circuit
court's refusal to reopen a summary judgment hearing to allow the plaintiffs to
proffer depositions and evidence because "[t]he decision to reopen the record to
allow additional evidence is a matter within the sound discretion of the trial
judge").
As described above, other jurisdictions have provided scenarios in which a
defendant could expect to be successful in moving to reopen the record. In
applying Walker factors to the present case, not much time had passed between
when Petitioner rested and when he informed counsel he wished to testify—about
thirty minutes of a charge conference transpired before proceedings ended for the
day. Thus, the first factor weighs in favor of reopening the record. See Martin,
2014 COA 112, ¶ 41, 338 P.3d at 1117 ("[W]hen considering the Walker factors,
these courts still appear to agree that a slight delay weighs in favor of granting the
motion."); Byrd, 403 F.3d at 1287 (finding a defendant's motion to reopen the
trial counsel, and the State prior to the court's ruling did not give Petitioner a
substantial advantage.
evidence that is made the day after the evidence has closed and before closing
arguments and jury instructions favors granting the motion); Peterson, 233 F.3d at
106 (finding the half hour between when the defendant rested and made the motion
to reopen during which a "very simple charging conference" took place was a
small delay posing "a relatively small threat" of disruption or prejudice). Also, the
trial court and parties were still in the middle of the charge conference—closing
arguments had not been made, no jury charges had been given, and the jury had not
started its deliberations. See Martin, 2014 COA 112, ¶ 42, 338 P.3d at 1117
("[W]hen analyzing the timeliness factor, courts should consider whether a jury
instruction conference has taken place and whether the defendant was present for
any such conference. A defendant's awareness of the instructions to be given to the
jury, or the evidence necessary to obtain a particular instruction, may affect
whether the defendant should be allowed to testify after hearing the colloquy
between counsel and the trial court."); Burke, 574 N.Y.S.2d at 860 ("The
circumstances here are distinguishable from . . . [a] refusal to reopen the defense to
permit the defendant to testify occur[ring] after summations ha[ve] been
completed."); Dauzart, 99-3471, p. 5; 769 So. 2d at 1210 (explaining because
"jurors had not yet had the opportunity to view the defense documentary exhibits
when counsel 'rested' and then moved to 'reopen' its case," "the defense case was
still underway and jurors would not likely have understood the timing of [the
defendant's] testimony as out of turn and therefore extraordinary").
As to the second factor, the character of the testimony to be offered, as the
defendant, Petitioner's testimony would be of great importance. See Walker, 772
F.2d at 1179 ("Where the very point of a trial is to determine whether an individual
was involved in criminal activity, the testimony of the individual himself must be
considered of prime importance."). Trial counsel never stated they believed
Petitioner planned to lie to the stand, which would prevented them from
conducting an examination. Cf. Byrd, 403 F.3d at 1286 (noting although a criminal
defendant's testimony "is presumed to be inherently significant," the First Circuit
had found the second Walker factor weighed against a defendant when counsel
expressed he could not conduct an examination of the defendant due to ethical
concerns, concluding the "testimony would not have been particularly valuable").
As to the third factor, the effect of granting the motion, the State did not indicate it
had any rebuttal witnesses that it had released. See Dauzart, 99-3471, p. 5; 769 So.
2d at 1210 (noting because the State had indicated it had no rebuttal testimony and
"even assuming [the defendant's] testimony may have changed" that decision,
nothing in the record suggested the State "could not have reassembled its witnesses
in rebuttal after the lapse of no more than an hour it took . . . to sort out the"
medical documents and "the most important potential rebuttal witness[] remained
available"). Additionally, although the trial court later expressed it believed
Petitioner would have been able to craft his testify to fill in the holes in his self-
defense case the trial court had noted when denying the charge request, trial
counsel could have undertaken the same analysis: it was not a revelation. Also, at
the time when Petitioner told trial counsel he wanted to testify, the trial court had
not made any ruling on that matter. See id. (finding the defendant's "testimony
likely would have had no impact on the course of the proceedings as trial in any
event continued into the next day with closing arguments and the court's jury
instructions, giving the [S]tate an adequate opportunity to respond to [the
defendant's] testimony")
Finally, Petitioner provided a reason for expressing his desire to testify late: he
thought he could change his decision about testify because at the time the trial
court asked him if he wished to testify, the trial court had stated he was not bound
by the decision. Cf. Byrd, 403 F.3d at 1288 (stating it did not "foresee how a
district court could abuse its discretion by refusing to reopen the evidence to allow
a defendant to testify where the defendant has given no valid reason for not
testifying at the proper time").
Therefore, trial counsel acted unreasonably by not moving to reopen the record to
allow Petitioner to testify in his own defense, when the trial court had not made a
final ruling on the jury charges; counsel had an obligation to test the trial court's
discretion. See Strickland, 466 U.S. at 688 ("In any case presenting an
ineffectiveness claim, the performance inquiry must be whether counsel's
assistance was reasonable considering all the circumstances."); id. at 690 ("The
court must . . . determine whether, in light of all the circumstances, the identified
acts or omissions were outside the wide range of professionally competent
assistance."); Ard, 372 S.C. at 331, 642 S.E.2d at 597 ("When evaluating the
reasonableness of counsel's conduct, 'the court should keep in mind that counsel's
function, as elaborated in prevailing professional norms, is to make the adversarial
testing process work in the particular case.'" (quoting Strickland, 466 U.S. at 690));
cf. Stone, 419 S.C. at 386, 798 S.E.2d at 570 ("Without an objection, . . . there can
be no debate[,] and the trial court has no opportunity to exercise its discretion.");
id. ("If [trial counsel] had objected . . . , the trial court may have sustained the
objection. But . . . counsel would have at least tested the trial court's discretion.");
id. ("The fact the trial court has such wide discretion does not justify the decision
not to object. Rather, the debate that precedes the exercise of that discretion is part
of the adversarial process Ard and Strickland require trial counsel to test."). In
light of the fundamental importance of a criminal defendant's right to testify in his
own defense as pronounced by our supreme court in Rivera, viewing the particular
facts in this case, trial counsel was deficient in failing to move to reopen the record
at the start of the morning's proceedings. See Rivera, 402 S.C. at 245, 741 S.E.2d
at 704 ("[A] defendant's decision to testify . . . 'must be honored out of that respect
for the individual which is the lifeblood of the law.'" (quoting Dearybury, 367 S.C.
at 39, 625 S.E.2d at 215)); id. at 242, 741 S.E.2d at 703 ("In applying its
evidentiary rules[,] a [s]tate must evaluate whether the interests served by a rule
justify the limitation imposed on the defendant's constitutional right to testify."
(quoting Rock, 483 U.S. at 56)); id. ("Evidence rules [that] 'infringe upon a
weighty interest of the accused' but fail to serve any legitimate interest are
arbitrary." (quoting Holmes, 547 U.S. at 324)); Wright, 416 S.C. at 372, 785 S.E.2d
at 489 ("The right [to testify] may . . . bow to accommodate other legitimate
interests in the criminal trial process. But restrictions of [the] right . . . may not be
arbitrary or disproportionate to the purposes they are designed to serve." (quoting
Rivera, 402 S.C. at 242, 741 S.E.2d at 703)). Accordingly, the PCR court erred in
not finding trial counsel deficient.
II. Prejudice
The analysis cannot end with deciding trial counsel was deficient by preventing
Petitioner from asserting his right to testify in his own defense. See Strickland,
466 U.S. at 700 ("Failure to make the required showing of either deficient
performance or sufficient prejudice defeats the ineffectiveness claim."). To
establish prejudice, "[t]he defendant must show that there is a reasonable
probability that, but for counsel's unprofessional errors, the result of the proceeding
would have been different." Id. at 694; see also Brown, 340 S.C. at 593, 533
S.E.2d at 309 ("In order to prove prejudice, an applicant must show that but for
counsel's errors, there is a reasonable probability the result of the trial would have
been different."). "A reasonable probability is a probability sufficient to
undermine confidence in the outcome." Strickland, 466 U.S. at 694. "[N]o
prejudice occurs, despite trial counsel's deficient performance, where there is
otherwise overwhelming evidence of the defendant's guilt." Smith v. State, 386
S.C. 562, 566, 689 S.E.2d 629, 631 (2010).
Rivera was a direct appeal, while the case before us arises out of PCR. In Rivera,
the supreme court stated "the narrow issue before the [c]ourt is this: Does the
erroneous application of evidentiary rules which results in the wholesale exclusion
of a defendant's testimony constitute a structural error not subject to harmless-error
analysis?" Rivera, 402 S.C. at 246, 741 S.E.2d at 705. The supreme court
disagreed with the State's contention "that the denial of a defendant's right to testify
does not in all cases render a criminal trial fundamentally unfair or call into
question the reliability of the trial as a vehicle for determining guilt or innocence"
and that "such an error is appropriately characterized as a 'trial error' which is
subject to the harmless-error doctrine." Id. The supreme court recognized, "Most
trial errors, even those which violate a defendant's constitutional rights, are subject
to harmless-error analysis." Id.
However, the supreme court qualified that statement, explaining "despite the strong
interests upon which the harmless-error doctrine is based, there are certain
constitutional rights which are 'so basic to a fair trial that their infraction can never
be treated as harmless error.'" Id. at 246-47, 741 S.E.2d at 705 (quoting Arizona v.
Fulminante, 499 U.S. 279, 308 (1991)). The supreme court stated, "'These are
structural defects in the constitution of the trial mechanism, which defy analysis by
"harmless-error" standards' and which 'affect [ ] the framework within which the
trial proceeds, rather than simply an error in the trial process itself.'" Id. at 247,
741 S.E.2d at 705 (alteration in original) (quoting Fulminante, 499 U.S. at 309-10).
"Without these basic protections, a criminal trial cannot reliably serve its function
as a vehicle for determination of guilt or innocence, and no criminal punishment
may be regarded as fundamentally fair." Id. (quoting Fulminante, 499 U.S. at
310). "Essentially, an error is structural if it is 'the type of error which transcends
the criminal process.'" Id. (quoting Fulminante, 499 U.S. at 311).
Our supreme court explained, "The [United States] Supreme Court has found 'an
error to be "structural," and thus subject to automatic reversal only in a very
limited class of cases.'" Id. (quoting Neder v. United States, 527 U.S. 1, 8 (1999)).
Our supreme court noted, "The Supreme Court has not directly addressed whether
a trial court's improper refusal to permit a defendant to testify in his own defense is
a structural error or one which is subject to harmless-error analysis." Id. at 247,
741 S.E.2d at 706. However, our supreme court determined such an "error is not
amenable to harmless-error analysis and requires reversal without a particularized
prejudice inquiry." Id.
Ultimately, the Rivera court held "the right of an accused to testify in his defense is
fundamental to the trial process and transcends a mere evidentiary ruling. An
accused's right to testify 'is either respected or denied; its deprivation cannot be
harmless.'" Id. at 249, 741 S.E.2d at 707 (quoting McKaskle v. Wiggins, 465 U.S.
168, 177 n.8 (1984)). "As such, the error is structural in that it is 'so basic to a fair
trial that [its] infraction can never be treated as harmless error.'" Id. at 249-50, 741
S.E.2d at 707 (alteration in original) (footnote omitted) (quoting Fulminante, 499
U.S. at 289).
The United States Supreme Court has considered how the concepts of a structural
error and ineffective assistance of counsel are both applied in a postconviction
proceeding. The Supreme Court in Weaver specified it needed to discuss and
properly apply "two doctrines [in that case]: structural error and ineffective
assistance of counsel. The two doctrines are intertwined; for the reasons an error is
deemed structural may influence the proper standard used to evaluate an
ineffective-assistance claim premised on the failure to object to that error." 582
U.S. at 294.
The Weaver Court provided "a constitutional error does not automatically require
reversal of a conviction." Id. (quoting Fulminante, 499 U.S. at 306). "If the
government can show 'beyond a reasonable doubt that the error complained of did
not contribute to the verdict obtained,' . . . then the error is deemed harmless and
the defendant is not entitled to reversal." Id. (quoting Chapman v. California, 386
U.S. 18, 24 (1967)). However, the Court cautioned "some errors should not be
deemed harmless beyond a reasonable doubt. These errors . . . [are] known as
structural errors." Id. (citation omitted). The Court explained, "The purpose of the
structural error doctrine is to ensure insistence on certain basic, constitutional
guarantees that should define the framework of any criminal trial." Id. at 294-95.
"Thus, the defining feature of a structural error is that it 'affect[s] the framework
within which the trial proceeds,' rather than being 'simply an error in the trial
process itself.'" Id. at 295 (alteration in original) (quoting Fulminante, 499 U.S. at
310). "For the same reason, a structural error 'def[ies] analysis by harmless error
standards." Id. (alteration in original) (quoting Fulminante, 499 U.S. at 309).
The Court further specified, "The precise reason why a particular error is not
amenable to that kind of analysis—and thus the precise reason why the Court has
deemed it structural—varies in a significant way from error to error. There appear
to be at least three broad rationales." Id.
The Court indicated the first type of structural error occurs when "the right at issue
is not designed to protect the defendant from erroneous conviction but instead
protects some other interest." Id. "This is true of the defendant's right to conduct
his own defense, which, when exercised, 'usually increases the likelihood of a trial
outcome unfavorable to the defendant.'" Id. (quoting McKaskle, 465 U.S. at 177
n.8). "That right is based on the fundamental legal principle that a defendant must
be allowed to make his own choices about the proper way to protect his own
liberty." Id. "Because harm is irrelevant to the basis underlying the right, the
Court has deemed a violation of that right structural error." Id.
Next, the Court described the second type of structural error, which arises when
"the effects of the error are simply too hard to measure. For example, when a
defendant is denied the right to select his or her own attorney, the precise 'effect of
the violation cannot be ascertained.'" Id. (quoting United States v. Gonzalez-
Lopez, 548 U.S. 140, 149 n.4 (2006)). "Because the government will, as a result,
find it almost impossible to show that the error was 'harmless beyond a reasonable
doubt,' the efficiency costs of letting the government try to make the showing are
unjustified." Id. at 295-96 (quoting Chapman, 386 U.S. at 24).
The Court provided the third type of structural error happens when "the error
always results in fundamental unfairness. For example, if an indigent defendant is
denied an attorney or if the judge fails to give a reasonable-doubt instruction, the
resulting trial is always a fundamentally unfair one. It therefore would be futile for
the government to try to show harmlessness." Id. at 296 (citations omitted).
However, the Court noted, "These categories are not rigid. In a particular case,
more than one of these rationales may be part of the explanation for why an error is
deemed to be structural." Id. "For these purposes, however, one point is critical:
An error can count as structural even if the error does not lead to fundamental
unfairness in every case." Id. "[T]he term 'structural error' carries with it no
talismanic significance as a doctrinal matter." Id. at 299. "It means only that the
government is not entitled to deprive the defendant of a new trial by showing that
the error was 'harmless beyond a reasonable doubt.'" Id. (quoting Chapman, 386
U.S. at 24). "Thus, in the case of a structural error where there is an objection at
trial and the issue is raised on direct appeal, the defendant generally is entitled to
'automatic reversal' regardless of the error's actual 'effect on the outcome.'" Id.
(quoting Neder, 527 U.S. at 7).
The Court then addressed what happens when a structural error is not preserved for
direct appeal and instead is raised in a postconviction proceeding: "The question
. . . becomes what showing is necessary when the defendant does not preserve a
structural error on direct review but raises it later in the context of an ineffective-
assistance-of-counsel claim." Id. "To obtain relief on the basis of ineffective
assistance of counsel, the defendant as a general rule bears the burden to meet two
standards." Id. "First, the defendant must show deficient performance—that the
attorney's error was 'so serious that counsel was not functioning as the "counsel"
guaranteed the defendant by the Sixth Amendment.' Second, the defendant must
show that the attorney's error 'prejudiced the defense.'" Id. at 299-300 (quoting
Strickland, 466 U.S. at 687).
"The prejudice showing is in most cases a necessary part of a Strickland claim.
The reason is that a defendant has a right to effective representation, not a right to
an attorney who performs his duties 'mistake-free.'" Id. at 300 (quoting Gonzalez-
Lopez, 548 U.S. at 147). "As a rule, therefore, a 'violation of the Sixth Amendment
right to effective representation is not 'complete' until the defendant is prejudiced.'"
Id. (quoting Gonzalez-Lopez, 548 U.S. at 147). "That said, the concept of
prejudice is defined in different ways depending on the context in which it appears.
In the ordinary Strickland case, prejudice means 'a reasonable probability that, but
for counsel's unprofessional errors, the result of the proceeding would have been
different.'" Id. (quoting Strickland, 466 U.S. at 694). "But the Strickland Court
cautioned that the prejudice inquiry is not meant to be applied in a 'mechanical'
fashion. For when a court is evaluating an ineffective-assistance claim, the
ultimate inquiry must concentrate on 'the fundamental fairness of the proceeding.'"
Id. (quoting Strickland, 466 U.S. at 696).
In Weaver, the petitioner argued "that under a proper interpretation of Strickland,
even if there is no showing of a reasonable probability of a different outcome,
relief still must be granted if the convicted person shows that attorney errors
rendered the trial fundamentally unfair." Id. However, the Court determined that
based on its ultimate holding in that case, it did not need to decide if that argument
was correct. Id. Weaver involved an allegation of ineffective assistance of counsel
for the failure to object to a public-trial violation. Id. at 292-93. The Weaver
Court explained that "not every public-trial violation will in fact lead to a
fundamentally unfair trial" and "the failure to object to a public-trial violation
[does not] always deprive[] the defendant of a reasonable probability of a different
outcome." Id. at 300. Accordingly, the Court held that "when a defendant raises a
public-trial violation via an ineffective-assistance-of-counsel claim, Strickland
prejudice is not shown automatically." Id. at 300-01. Instead, the Court explained
that in that situation, "the burden is on the defendant to show either a reasonable
probability of a different outcome in his or her case or, as the Court has assumed
for these purposes, to show that the particular public-trial violation was so serious
as to render his or her trial fundamentally unfair." Id. at 301 (citation omitted).
The Court clarified nothing in its reasoning or holding called into question its
"precedents determining that certain errors are deemed structural and require
reversal because they cause fundamental unfairness, either to the defendant in the
specific case or by pervasive undermining of the systemic requirements of a fair
and open judicial process." Id. The Court provided examples of those decisions,
such as the failure to give a reasonable-doubt instruction, a proceeding with a
biased judge, and the exclusion of grand jurors on the basis of race. Id.
Additionally, it noted it had granted automatic relief to defendants who prevailed
on claims alleging race or gender discrimination in the selection of the petit jury,
even though it had not yet explicitly labeled those errors structural. Id. The Court
stated, "The errors in those cases necessitated automatic reversal after they were
preserved and then raised on direct appeal. And this opinion does not address
whether the result should be any different if the errors were raised instead in an
ineffective-assistance claim on collateral review." Id. at 301-02 (emphasis added).
The Weaver Court then explained why, in a public-trial violation case, whether the
violation is preserved and raised on direct appeal or raised in a post-conviction
proceeding alleging ineffective assistance of counsel dictates whether or not the
defendant is required to show prejudice. Id. at 302. The Court provided that in the
direct appeal situation, the trial court had the opportunity to correct the violation.
Id. Also, the amount of time and costs before a direct appeal are small when
compared to the later postconviction proceeding. Id. The Court stated, "When an
ineffective-assistance-of-counsel claim is raised in post[-]conviction proceedings,
the costs and uncertainties of a new trial are greater because more time will have
elapsed in most cases." Id. "The finality interest is more at risk, see Strickland,
466 U.S. at 693-94 (noting the 'profound importance of finality in criminal
proceedings'), and direct review often has given at least one opportunity for an
appellate review of trial proceedings." Id. at 302-03. "[T]he rules governing
ineffective-assistance claims 'must be applied with scrupulous care.'" Id. at 303
(quoting Premo v. Moore, 562 U.S. 115, 122 (2011)).
At the outset of Weaver, the Court provided that "the Federal Courts of Appeals
and some state courts of last resort [disagree] about whether a defendant must
demonstrate prejudice in" ineffective assistance of counsel claims involving
structural errors. Id. at 293. The Court stated it had granted certiorari to resolve
this disagreement but noted it had done "so specifically and only in the context of
trial counsel's failure to object to the closure of the courtroom during jury
selection." Id. at 294.
Recently, when reviewing the grant of PCR application, this court examined
Weaver in order to determine if the error in that case was structural. Carrier v.
State, 441 S.C. 547, 554, 558-60, 895 S.E.2d 679, 683, 685-86 (Ct. App. 2023),
cert. denied, S.C. Sup. Ct. Order dated Nov. 14, 2024. This court stated,
"Prejudice in ineffective-assistance-of-counsel claims is typically analyzed using a
harmless error framework. However, a class of errors known as structural defects
are not analyzed under the harmless error framework and are sometimes presumed
prejudicial." Id. at 558, 895 S.E.2d at 685 (citation omitted). "[D]espite the strong
interests upon which the harmless-error doctrine is based, there are certain
constitutional rights which are so basic to a fair trial that their infraction can never
be treated as harmless error." Id. (alteration in original) (quoting Rivera, 402 S.C.
at 246-47, 741 S.E.2d at 705). "These 'structural defects' only occur when an error
affects 'the framework within which the trial proceeds, rather than simply an error
in the trial process itself.'" Id. (quoting Fulminante, 499 U.S. at 310). "Structural
defects comprise 'a very limited class of cases.'" Id. (quoting Rivera, 402 S.C. at
247, 741 S.E.2d at 705). "When a structural error is raised in the context of an
ineffective . . . assistance claim, . . . finality concerns are far more pronounced."
Id. (omissions in original) (quoting Weaver, 582 U.S. at 305). This court
recognized Justice Alito's concurrence in Weaver had described two ways for a
criminal defendant to meet "the Strickland prejudice requirement[:] [a] defendant
must demonstrate either that the error at issue was prejudicial or that it belongs to
the narrow class of attorney errors that are tantamount to a denial of counsel, for
which an individualized showing of prejudice is unnecessary." Id. (quoting
Weaver, 582 U.S. at 308 (Alito, J., concurring in judgment)).
This court summarized the Supreme Court's guidance in Weaver for classifying
structural errors,8 stating: "The Supreme Court has identified a narrow set of
scenarios that are structural errors as a matter of law and automatically warrant a
presumption of prejudice." Carrier, 441 S.C. at 558-59, 895 S.E.2d at 685 (citing
Weaver, 582 U.S. at 301 (noting three examples of structural errors: biased judges,
exclusions of grand jurors based on race, and failures to give reasonable-doubt
instructions)). "Beyond this, the Court has identified three 'Weaver' categories in
which structural errors tend to fall: (1) violations of rights designed to protect some
interest of the defendant other than his interest against erroneous convictions; (2)
errors with unmeasurable effects; and (3) errors that necessarily result in
fundamental unfairness." Id. at 559, 895 S.E.2d at 685 (citing Weaver, 582 U.S. at
295-96).
This court further explained, "The first Weaver category encompasses violations of
rights designed to protect some interest of the defendant other than his interest
against an erroneous conviction." Carrier, 441 S.C. at 559, 895 S.E.2d at 685.
"The classic example of such a right is the right to testify at one's own criminal
8
"Before Weaver . . . , courts often treated structural errors as immune to the need
for a prejudice analysis." Carrier, 441 S.C. at 558 n.9, 895 S.E.2d at 685 n.9.
"However, in Weaver, the Court found that violation of the right to a public trial,
although structural, 'does not always lead to a fundamentally unfair trial,' meaning
the burden of proving prejudice remained." Id. (quoting Weaver, 582 U.S. at 304).
trial, which when exercised 'usually increases the likelihood of a trial outcome
unfavorable to the defendant' and thus is designed to protect an interest other than
the interest against an erroneous conviction." Id. at 559, 895 S.E.2d at 685-86
(quoting Weaver, 582 U.S. at 295). "[T]he second category . . . encompasses errors
that result in effects too difficult to measure . . . ." Id. at 559, 895 S.E.2d at 686.
"[T]he third category includes errors that 'always result in fundamental
unfairness.'" Id. at 560, 895 S.E.2d at 686 (quoting Weaver, 582 U.S. at 296).
This court also looked at the Weaver decision in a direct appeal, noting "an error is
structural if: (1) the right at issue is designed to protect an interest other than the
defendant's interest in being wrongly convicted; (2) the effects of the error are
'simply too hard to measure'; or (3) the error always results in fundamental
unfairness." State v. Wright, 432 S.C. 365, 371, 852 S.E.2d 468, 471-72 (Ct. App.
2020) (quoting Weaver, 582 U.S. at 295), aff'd, 439 S.C. 101, 886 S.E.2d 206
(2023). This court found the error in that case "b[ore] all three of these traits." Id.
at 371, 852 S.E.2d at 472.
Rivera provides the denial of a defendant's right to testify on his own behalf is a
structural error. Weaver explains that for a certain type structural error, the normal
Strickland prejudice examination may not apply. Weaver, 582 U.S. at 300.
Weaver reiterates Strickland's instruction that "the ultimate inquiry must
concentrate on 'the fundamental fairness of the proceeding.'" Weaver, 582 U.S. at
300 (quoting Strickland, 466 U.S. at 696). As Rivera was decided before
Weaver—and because it was a direct appeal—our supreme court did not classify
the type of structural error the denial of the right to testify. The error here falls into
more than one of the categories of structural errors provided by Weaver. See
Weaver, 582 U.S. at 296 (providing the "categories are not rigid" and "more than
one of these rationales may be part of the explanation for why an error is deemed
to be structural"). Specifically, I believe, relying on our supreme court's reasoning
in Rivera, denying a defendant his right to testify on his own behalf falls into the
category of structural error that always results in fundamental unfairness. See
Weaver, 582 U.S. at 296 (providing the third type of structural error happens when
"the error always results in fundamental unfairness"); id. at 300 ("[T]he Strickland
Court cautioned that the prejudice inquiry is not meant to be applied in a
'mechanical' fashion. For when a court is evaluating an ineffective-assistance
claim, the ultimate inquiry must concentrate on 'the fundamental fairness of the
proceeding.'" (quoting Strickland, 466 U.S. at 696)); Rivera, 402 S.C. at 249, 741
S.E.2d at 707 ("[T]he right of an accused to testify in his defense is fundamental to
the trial process . . . ."); id. at 249-50, 741 S.E.2d at 707 ("[T]he error . . . is 'so
basic to a fair trial that [its] infraction can never be treated as harmless error.'" (last
alteration in original) (quoting Fulminante, 499 U.S. at 289)); id. at 246, 741
S.E.2d at 705 (disagreeing with the assertion "that the denial of a defendant's right
to testify does not in all cases render a criminal trial fundamentally unfair or call
into question the reliability of the trial as a vehicle for determining guilt or
innocence" (emphasis added)); see also State v. Loher, 398 P.3d 794, 813 (Haw.
2017) ("A trial court's interference with the defendant's ability to make an
informed, unrestricted decision whether to waive a critical constitutional privilege
undermines 'that fundamental fairness essential to the very concept of justice.'"
(quoting State v. Grindles, 777 P.2d 1187, 1190 (Haw. 1989))); State v. Cantu, 547
P.3d 477, 482 (Kan. 2024) (stating that the United Stated Supreme "Court has
identified the right to testify as . . . essential to a fair trial"); id. at 487 ("[W]here
the impairment [of a defendant's right to testify] is closer to absolute, it 'implicates
the basic consideration of fairness' expected in a criminal trial." (quoting State v.
McDaniel, 395 P.3d 429, 439 (Kan. 2017))); id. ("[A]n analysis of whether the
outcome of the trial would have been different if [the defendant] had been allowed
to testify is irrelevant because he [wa]s prejudiced by this lack of essential due
process which rendered his criminal trial fundamentally unfair."); State v.
Hampton, 2000-0522, p. 13 (La. 3/22/02); 818 So. 2d 720, 729 ("Rock . . . spoke of
the right to testify as among those rights that 'are essential to due process of law in
a fair adversary process.' Therefore, such language unmistakably places the
defendant's right to testify among those protections without which a criminal trial
is 'structurally flawed.'" (quoting Rock, 483 U.S. at 51)); Irwin v. State, 400
N.W.2d 783, 785 (Minn. Ct. App. 1987) (recognizing that "a criminal defendant['s]
. . . right to testify in his own defense" "is a basic right, fundamental to a fair
trial").
Accordingly, the traditional method of proving prejudice described in Strickland—
which requires a PCR applicant to prove but for counsel's error, the result would
have been different—is not appropriate here. See Weaver, 582 U.S. at 300 ("[T]he
concept of prejudice is defined in different ways depending on the context in which
it appears. In the ordinary Strickland case, prejudice means 'a reasonable
probability that, but for counsel's unprofessional errors, the result of the proceeding
would have been different.'" (quoting Strickland, 466 U.S. at 694)); id. at 308
(Alito, J., concurring in judgment) (explaining a defendant may meet "the
Strickland prejudice requirement" two ways: by demonstrating either (1) "that the
error at issue was prejudicial or [(2)] that it belongs to the narrow class of attorney
errors that are tantamount to a denial of counsel, for which an individualized
showing of prejudice is unnecessary"); see also id. at 300 (majority opinion)
("[W]hen a court is evaluating an ineffective-assistance claim, the ultimate inquiry
must concentrate on 'the fundamental fairness of the proceeding.'" (quoting
Strickland, 466 U.S. at 696)). Therefore, because trial counsel was deficient as
described previously and the prejudice requirement is met due to the fundamental
unfairness in denying a criminal defendant his right to testify, the PCR court erred
in denying Petitioner's PCR application.
III. Conclusion
The PCR court erred in finding trial counsel was not ineffective. The PCR court
incorrectly determined trial counsel was not deficient for failing to inform the trial
court of Petitioner's change in desire to testify at the beginning of the morning
proceeding before the trial court ruled on the jury charges. As expressed in Rivera,
the defendant's right to testify impacts the fundamental fairness of the proceeding.
Accordingly, the PCR court erred in applying the traditional Strickland prejudice
requirement. Therefore, I would reverse the PCR court's decision and send the
case to general sessions.